Financial Adviser Misconduct – 44% Are Reemployed In Financial Services Industry Within A Year, & Other Scary Stats

The Market For Financial Adviser Misconduct H/T Streeteye Mark Egan University of Chicago; University of Minnesota Carlson School of Management Gregor Matvos University of Chicago – Booth School of Business Amit Seru University of Chicago – Booth School of Business February 29, 2016 Abstract: We construct a novel database containing the universe of financial advisers in…